During implementation, you created a Financial Reporting Compliance superuser and assigned this user the following roles:
Enterprise Risk and Control Manager
IT Security Manager
Employee
The superuser logs in to Financial Reporting Compliance but is not able to create new Data Security Policies.
What is wrong?

• A. The superuser's account is not yet approved by his or her supervisor in Financial Reporting Compliance.
• B. The superuser's account is inactive and his or her account needs to be activated.
• C. The superuser's account is created but the synchronization jobs have not been run.
• D. The application will not allow a user to both create users and assign them roles.

You have two segregation of duties requirements:
1) a user can access either the supplier creation pages or the invoice pages, but not both.
2) a user can access either the invoice creation pages or the payment creation pages, but not both.
How must these requirements be met in Advanced Access Controls?

• A. Construct one model: "Create Supplier & Create Invoice & Create Payment"
• B. Construct one entitlement: "Create Supplier & Create Invoice & Create Payment"
• C. Construct one model with three condition filters where the Function Name Equals "Create Supplier", "Create Invoice" and "Create Payment"
• D. Construct three controls, and create controls based on the models: "Create Supplier & Create Invoice", "Create Invoice & Create Payment", "Create Supplier & Create Payment"
• E. Construct two models, and create controls based on the models: "Create Supplier & Create Invoice", "Create Invoice & Create Payment"

You are implementing Advanced Financial Controls and you want to identify suspect transactions where the payment amount is less than $20 USD. However, you only want the results returned to be temporary.
What will you build in order to accomplish your objective?

• A. Control
• B. Template
• C. Business object
• D. Model
• E. Filter

Which three risk assessment activity types are available in Financial Reporting Compliance? (Choose three.)

• A. Assess Risk
• B. Qualitative Analysis
• C. Audit
• D. Certify
• E. Quantitative Analysis
• F. Design Review

You have built a transaction model to identify possible duplicate charges between invoicing and expense credit cards. The model logic already includes two standard filters that identify amounts and suppliers that are the same or similar, as shown:

Which additional date filter will further refine the set of duplicate charges found?

• A. The "Expense Report Credit Card Transaction" object's "Transaction Date" attribute is not blank.
• B. The "Expense Report Credit Card Transaction" object's "Last Updated Date" attribute is greater than the "Relative Value" of 3 months.
• C. The "Payables Invoice" object's "Invoice Date" attribute is similar to the "Expense Report Credit Card Transaction" object's "Transaction Date" attribute within +/- 10 days.
• D. The "Payables Invoice" object's "Invoice Date" attribute is greater than the "Expense Report Credit Card Transaction" object's "Transaction Date" attribute.