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Reference: https://pecb.com/pdf/candidate-handbooks/pecb-candidate-handbook-iso-27001-lead-auditor-mc.pdf
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정보의 단계
Correct Answer: C 🗳️
Explanation: Only visible for VCEEngine members. You can sign-up / login (it's free).
감사 라이프사이클은 개별 감사를 수행하기 위한 ISO 19011 프로세스를 설명합니다. 감사 라이프사이클의 단계를 올바른 순서로 끌어다 놓으세요.
Correct Answer:

Explanation:
The correct sequence of the steps of the audit lifecycle according to ISO 19011:2018 is:
* Step 1: Audit initiation
* Step 2: Audit preparation
* Step 3: Conducting the audit
* Step 4: Preparing and distributing the audit report
* Step 5: Audit completion
* Step 6: Audit follow-up
This sequence reflects the logical order of the audit activities, from establishing the audit objectives, scope and criteria, to verifying the implementation and effectiveness of the corrective actions. However, ISO 19011:
2018 also recognizes that some audit activities can be iterative or concurrent, depending on the nature and complexity of the audit. For example, audit preparation and conducting the audit can overlap when new information or changes occur during the audit. Similarly, audit follow-up can be integrated with audit completion when the corrective actions are verified shortly after the audit. Therefore, the audit lifecycle should be adapted to the specific context and needs of each audit.
시나리오 4
SendPay는 에이전트 및 기관 네트워크를 통해 전 세계 송금 서비스를 전문으로 제공하는 금융 서비스 회사입니다. 시장에 새롭게 진출한 SendPay는 작년에 출시한 수수료 없는 디지털 플랫폼을 통해 최고 수준의 서비스를 제공하는 것을 목표로 하고 있으며, 고객은 스마트폰과 노트북을 통해 언제든지 송금 및 수취를 할 수 있습니다. 당시 SendPay는 소프트웨어 운영을 외부 업체에 위탁했으며, 해당 업체는 회사의 기술 인프라 관리도 담당했습니다.
최근 해당 회사는 정보보안관리시스템(ISMS)을 약 1년 동안 운영한 후 ISO/IEC 27001 인증을 신청했습니다.
감사 과정에서 감사관들은 SendPay의 아웃소싱 운영, 특히 아웃소싱 업체가 담당하는 소프트웨어 개발 및 기술 인프라 유지 관리에 중점을 두고 검토했습니다.
그들은 체계적인 접근 방식을 따랐는데, 여기에는 SendPay의 아웃소싱 운영 품질 모니터링 프로세스 검토 및 평가가 포함되었습니다. 여기에는 회사가 계약상 의무를 이행했는지 여부 확인, 아웃소싱 업체와의 계약 체결에 대한 적절한 관리 절차 보장, 그리고 아웃소싱 계약의 예상 또는 예기치 않은 해지 시 SendPay의 계획 평가가 포함되었습니다.
그러나 감사관들은 SendPay의 프로토콜이 아웃소싱 계약의 예상치 못한 취소에 대한 비상 대책을 충분히 마련하지 못했다는 점을 미묘하게 지적했습니다. 또한 SendPay가 임명한 기술 전문가가 감사 대상 아웃소싱 운영과 관련된 구체적인 지식과 전문성을 제공하여 감사를 지원했습니다.
감사팀은 직원들이 ISMS(정보 보안 관리 시스템)에 대해 받은 교육 시간을 계산하여 설정된 목표와의 일치 여부를 확인했습니다. 또한 감사 과정에서 추출한 표본을 기반으로 정보 보안 사고의 평균 해결 시간을 계산하여 SendPay의 사고 관리 관행에 대한 귀중한 통찰력을 얻었습니다. 더불어 감사팀은 감사 과정에서 수집된 증거의 신뢰성을 평가했습니다. 감사팀은 증거의 신뢰성에 영향을 미치는 여러 요소를 고려했습니다. 예를 들어,CCTV 영상은 사진보다 더 객관적인 증거를 제공했습니다. 시간적 요인 또한 신뢰성에 중요한 역할을 했으며, 거래 기록과 같은 메커니즘은 증거의 신뢰성을 높였습니다.
SendPay는 클라우드 기반 플랫폼을 사용하여 운영 효율성과 확장성을 향상시키고 있습니다. 그러나 감사 과정에서 감사 담당자들은 자원 제약으로 인해 SendPay에 클라우드 활동 내역을 제출하도록 요청하지 않고 SendPay의 진술에 의존했습니다.
질문
시나리오 4를 기준으로 볼 때, 아웃소싱 운영에 대한 감사 과정에서 모든 당사자가 참여하는 것이 허용될까요?
Correct Answer: C 🗳️
Explanation: Only visible for VCEEngine members. You can sign-up / login (it's free).
질문:
조직의 정보보안관리시스템(ISMS)에 기록된 정보와 관련하여 다음 중 잘못된 설명은 무엇입니까?
Correct Answer: A 🗳️
Explanation: Only visible for VCEEngine members. You can sign-up / login (it's free).
감사원은 IT 부서 직원 15명 중 2명이 적절한 정보 보안 교육을 받지 못했다는 사실을 발견했습니다. 이는 무엇을 의미합니까?
Correct Answer: A 🗳️
Explanation: Only visible for VCEEngine members. You can sign-up / login (it's free).
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